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View legal instruments by part

Legal instruments

View all published instruments by year (since 2001)

Key
Not consolidated
Not In force

Legal instruments published 2021

CRR Firms

Reference	Title of instrument	Part	Made date	Effective date
PRA2021/20	PRA Rulebook (CRR No. 2) Instrument 2021 (not yet in force)	Liquidity (CRR) Internal Liquidity Adequacy Assessment	02/11/2021	01/01/2022
PRA2021/19	PRA Rulebook: CRR Firms: Definition of Capital (Amendment) Instrument 2021 (not yet in force)	Definition of Capital	02/11/2021	01/01/2022
PRA2021/18	PRA Rulebook: CRR Firms and SII Firms: Audit Committee (Amendment) Instrument 2021 (not yet in force)	Audit Committee	02/11/2021	01/01/2022
PRA2021/17	PRA Rulebook: CRR Firms: Reporting Pillar 2 (Amendment) Instrument 2021	Reporting Pillar 2	02/11/2021	01/12/2021
PRA2021/16	PRA Rulebook: CRR Firms, Non CRR Firms: Regulatory Reporting Amendment Instrument 2021	Regulatory Reporting	02/11/2021	10/11/2021
PRA2021/15	PRA Rulebook: CRR Firms: Non-Performing Exposures Securitisation (CRR2 Modifications) Instrument 2021 (not yet in force)	Non-Performing Exposures Securitisation (CRR)	18/10/2021	01/01/2022
PRA2021/14	PRA Rulebook: CRR Firms: Leverage Instrument 2021 (not yet in force)	Reporting Leverage Ratio Disclosure (CRR) Leverage Ratio (CRR) Reporting (CRR) Leverage Ratio Public Disclosure Internal Capital Adequacy Assessment	05/10/2021	01/01/2022
PRA2021/13	PRA Rulebook (CRR) Instrument 2021 (not yet in force)	Large Exposures (CRR) Liquidity (CRR) Counterparty Credit Risk (CRR) Liquidity Coverage Ratio (CRR) Reporting (CRR) Disclosure (CRR) Own Funds and Eligible Liabilities (CRR) Trading Book (CRR) Standardised Approach and Internal Ratings Based Approach to Credit Risk (CRR) Operational Risk (CRR) Credit Valuation Adjustment Risk (CRR)	05/10/2021	01/01/2022
PRA2021/12	PRA Rulebook: CRR Firms: (CRR2 Revocations and Other Amendments) Instrument 2021 (not yet in force)	Large Exposures Permissions Large Exposures (CRR) Internal Capital Adequacy Assessment Regulatory Reporting Counterparty Credit Risk Interpretation Capital Buffers Counterparty Credit Risk (CRR) Groups	05/10/2021	01/01/2022
PRA2021/11	PRA Rulebook: PRA (Rules applying to holding companies) Instrument 2021	Counterparty Credit Risk Liquidity Coverage Requirement - UK Designated Investment Firms Groups Interpretation Reporting Pillar 2 Use of Skilled Persons Capital Buffers Credit Risk Regulatory Reporting Definition of Capital Related Party Transaction Risk Market Risk Permissions Notifications Record Keeping Large Exposures	06/09/2021	15/09/2021
PRA2021/10	PRA Rulebook: CRR Firms: Remuneration Instrument 2021	Remuneration	20/07/2021	23/07/2021
PRA2021/9	PRA Rulebook: PRA Fees Amendment (No 2) Instrument 2021	Fees	29/06/2021	08/07/2021
PRA2021/7	PRA Rulebook: CRR Firms, Non-CRR Firms, Solvency II Firms, Non-Solvency II Firms: Senior Managers Regime Applications and Notifications - Temporary Absence Instrument 2021	Senior Managers Regime - Applications and Notifications	19/05/2021	02/06/2021
PRA2021/8	PRA Rulebook: CRR Firms: Operational Continuity Instrument 2021 (not yet in force)	Operational Continuity	19/05/2021	01/01/2023
PRA2021/6	PRA Rulebook: CRR Firms: Resolution Assessment Amendment Instrument 2021	Resolution Assessment	19/05/2021	02/06/2021
PRA2021/5	PRA Rulebook: CRR Firms, Solvency II Firms: Operational Resilience Instrument 2021 (not yet in force)	Operational Resilience – CRR Firms	24/03/2021	31/03/2022
PRA2021/3	PRA Rulebook: CRR Firms, Non-CRR Firms, Non-Authorised Persons: Depositor Protection (Identity Verification) Instrument 2021	Depositor Protection	16/03/2021	29/03/2021
PRA2021/2	PRA Rulebook: PRA Fees Amendment (No.1) Instrument 2021	Fees	23/02/2021	19/03/2021
PRA2021/1	PRA Rulebook: CRR Firms, Non-CRR Firms, Solvency II Firms, Non-Solvency II Firms: Forms Amendment Instrument 2021	Notifications	14/01/2021	22/01/2021

Non-CRR Firms

Reference	Title of instrument	Part	Made date	Effective date
PRA2021/12	PRA Rulebook: CRR Firms: (CRR2 Revocations and Other Amendments) Instrument 2021 (not yet in force)	Interpretation	05/10/2021	01/01/2022
PRA2021/11	PRA Rulebook: PRA (Rules applying to holding companies) Instrument 2021	Interpretation Notifications Use of Skilled Persons	06/09/2021	17/09/2021
PRA2021/9	PRA Rulebook: PRA Fees Amendment (No 2) Instrument 2021	Fees	29/06/2021	08/07/2021
PRA2021/7	PRA Rulebook: CRR Firms, Non-CRR Firms, Solvency II Firms, Non-Solvency II Firms: Senior Managers Regime Applications and Notifications - Temporary Absence Instrument 2021	Senior Managers Regime - Applications and Notifications	19/05/2021	02/06/2021
PRA2021/3	PRA Rulebook: CRR Firms, Non-CRR Firms, Non-Authorised Persons: Depositor Protection (Identity Verification) Instrument 2021	Depositor Protection	16/03/2021	29/03/2021
PRA2021/2	PRA Rulebook: PRA Fees Amendment (No.1) Instrument 2021	Fees	23/02/2021	19/03/2021
PRA2021/1	PRA Rulebook: CRR Firms, Non-CRR Firms, Solvency II Firms, Non-Solvency II Firms: Forms Amendment Instrument 2021	Notifications	14/01/2021	22/01/2021

SII Firms

Reference	Title of instrument	Part	Made date	Effective date
PRA2021/18	PRA Rulebook: CRR Firms and SII Firms: Audit Committee (Amendment) Instrument 2021 (not yet in force)	Audit Committee	02/11/2021	01/01/2022
PRA2021/12	PRA Rulebook: CRR Firms: (CRR2 Revocations and Other Amendments) Instrument 2021 (not yet in force)	Interpretation	05/10/2021	01/01/2022
PRA2021/11	PRA Rulebook: PRA (Rules applying to holding companies) Instrument 2021	Notifications Use of Skilled Persons Interpretation	06/09/2021	17/09/2021
PRA2021/9	PRA Rulebook: PRA Fees Amendment (No 2) Instrument 2021	Fees	29/06/2021	08/07/2021
PRA2021/7	PRA Rulebook: CRR Firms, Non-CRR Firms, Solvency II Firms, Non-Solvency II Firms: Senior Managers Regime Applications and Notifications - Temporary Absence Instrument 2021	Insurance - Senior Managers Regime - Applications and Notifications	19/05/2021	02/06/2021
PRA2021/5	PRA Rulebook: CRR Firms, Solvency II Firms: Operational Resilience Instrument 2021 (not yet in force)	Operational Resilience – Solvency II Firms Group Supervision	24/03/2021	31/03/2022
PRA2021/2	PRA Rulebook: PRA Fees Amendment (No.1) Instrument 2021	Fees	23/02/2021	19/03/2021
PRA2021/1	PRA Rulebook: CRR Firms, Non-CRR Firms, Solvency II Firms, Non-Solvency II Firms: Forms Amendment Instrument 2021	Notifications	14/01/2021	22/01/2021

Non-SII Firms

Reference	Title of instrument	Part	Made date	Effective date
PRA2021/12	PRA Rulebook: CRR Firms: (CRR2 Revocations and Other Amendments) Instrument 2021 (not yet in force)	Interpretation	05/10/2021	01/01/2022
PRA2021/11	PRA Rulebook: PRA (Rules applying to holding companies) Instrument 2021	Notifications Interpretation Use of Skilled Persons	06/09/2021	17/09/2021
PRA2021/9	PRA Rulebook: PRA Fees Amendment (No 2) Instrument 2021	Fees	29/06/2021	08/07/2021
PRA2021/7	PRA Rulebook: CRR Firms, Non-CRR Firms, Solvency II Firms, Non-Solvency II Firms: Senior Managers Regime Applications and Notifications - Temporary Absence Instrument 2021	Large Non-Solvency II Firms – Senior Managers Regime – Applications and Notifications Non-Solvency II Firms – Senior Managers Regime – Applications and Notifications	19/05/2021	02/06/2021
PRA2021/2	PRA Rulebook: PRA Fees Amendment (No.1) Instrument 2021	Fees	23/02/2021	19/03/2021
PRA2021/1	PRA Rulebook: CRR Firms, Non-CRR Firms, Solvency II Firms, Non-Solvency II Firms: Forms Amendment Instrument 2021	Notifications	14/01/2021	22/01/2021

Non-authorised persons

Reference	Title of instrument	Part	Made date	Effective date
PRA2021/12	PRA Rulebook: CRR Firms: (CRR2 Revocations and Other Amendments) Instrument 2021 (not yet in force)	Interpretation	05/10/2021	01/01/2022
PRA2021/11	PRA Rulebook: PRA (Rules applying to holding companies) Instrument 2021	Interpretation	06/09/2021	17/09/2021
PRA2021/9	PRA Rulebook: PRA Fees Amendment (No 2) Instrument 2021	Fees	29/06/2021	08/07/2021
PRA2021/4	PRA Rulebook: Non Authorised Persons: FSCS Management Expenses Levy Limit and Base Costs Instrument 2021	FSCS Management Expenses Levy Limit and Base Costs	16/03/2021	01/04/2021
PRA2021/3	PRA Rulebook: CRR Firms, Non-CRR Firms, Non-Authorised Persons: Depositor Protection (Identity Verification) Instrument 2021	Depositor Protection	16/03/2021	29/03/2021
PRA2021/2	PRA Rulebook: PRA Fees Amendment (No.1) Instrument 2021	Fees	23/02/2021	19/03/2021