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  4. Conduct Rules: Notifications
  5. 11.3

Legal Instruments

Legal instruments shows a list of legal instruments that have been made by the PRA and published. They can be found on this page, or via the Bank of England’s Publications page.
  • 11.3 (Notifications / Conduct Rules: Notifications)

Legal Instruments that change this rule 11.3

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Published: 22/04/2026

PRA2026/12 - PRA Rulebook: CRR Firms, Non-CRR Firms, Solvency II Firms and Non-Solvency II Firms: Senior Managers Regime (Amendment) Instrument 2026

Effective: 24/04/2026

  • 11.3

Policy Statement

  • PS12/26 - Review of the Senior Managers and Certification Regime (SM&CR) − Phase 1

Published: 12/05/2017

PRA2017/22 - PRA Rulebook: CRR Firms, Non CRR Firms: Senior Managers Regime Amendment Instrument 2017

Effective: 03/07/2017

  • 11.3

Policy Statement

  • PS12/17 - Strengthening individual accountability in banking and insurance: amendments and optimisations

Published: 02/03/2016

PRA2016/21 - PRA Rulebook: CRR Firms, Non-CRR Firms: Individual Accountability (No.2) Instrument 2016

Effective: 07/03/2016

  • 11.6

Policy Statement

  • PS9/16 - Strengthening individual accountability in banking: responses to CP1/16

Published: 07/07/2015

PRA2015/55 - PRA Rulebook: CRR Firms Non-CRR Firms: Individual Accountability Instrument (No 2) 2015

Effective: 07/03/2016

  • 11.3

Policy Statement

  • PS16/15 - "Strengthening individual accountability in banking: responses to CP14/14, CP28/14 and CP7/15"

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