Legal Instruments

Effective: 31/03/2013

• Guidance on the scope of the Markets in Financial Instruments Directive and the recast Capital Adequacy Directive

Policy Statement

• PS1/13 - Regulatory Reform: amendments to the Prudential Regulation Authority Handbook

Effective: 31/03/2013

• Financial promotion and related activities
• Guidance on activities related to pension schemes
• Guidance on insurance mediation activities
• Guidance on regulated activities connected with mortgages
• Guidance on the Identification of Contracts of Insurance

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Effective: 01/04/2013

• Authorisation and regulated activities

Policy Statement

• - Legal Cutover

Effective: 06/11/2008

• Financial promotion and related activities
• Guidance on the scope of the Markets in Financial Instruments Directive and the recast Capital Adequacy Directive

Effective: 01/04/2009

• Guidance on regulated activities connected with mortgages
• Guidance on the scope of the Markets in Financial Instruments Directive and the recast Capital Adequacy Directive

Effective: 01/01/2009

• Authorisation and regulated activities
• Guidance on insurance mediation activities

Effective: 06/05/2008

• Financial promotion and related activities
• Guidance on the scope of the Markets in Financial Instruments Directive and the recast Capital Adequacy Directive
• Introduction to the Perimeter Guidance manual