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  1. Home Page
  2. Legal Instruments
  3. REC Recognised Investment Exchanges and Recognised Clearing Houses

Legal Instruments

Legal instruments shows a list of legal instruments that have been made by the PRA and published. They can be found on this page, or via the Bank of England’s Publications page.
  • REC Recognised Investment Exchanges and Recognised Clearing Houses

Legal Instruments that change this Part REC Recognised Investment Exchanges and Recognised Clearing Houses

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37 results

37 results

FSA2012/67 - Recognised Auction Platforms (Penalty and Censure Policy) Instrument 2012

Effective: 01/11/2012

  • Recognised Auction Platforms

FSA2012/40 - Recognised Investment Exchanges and Recognised Clearing House Sourcebook (Financial Resources Requirements) Instrument 2012

Effective: 01/02/2013

  • Recognition requirements

FSA2012/35 - Emissions Allowance Auction Bidders Instrument 2012

Effective: 27/07/2012

  • Applications for Recognition (UK recognised bodies)
  • Notification rules for UK recognised bodies
  • Recognised Auction Platforms

FSA2012/31 - Handbook Administration (No 26) Instrument 2012

Effective: 01/07/2012

  • EEA market operators in the United Kingdom
  • Supervision

FSA2012/11 - Handbook Administration (No 25) Instrument 2012

Effective: 01/04/2012

  • Recognised Auction Platforms

FSA2011/77 - Recognised Auction Platforms Instrument 2011

Effective: 22/12/2011

  • Applications for Recognition (UK recognised bodies)
  • EEA market operators in the United Kingdom
  • Introduction
  • Notification rules for UK recognised bodies
  • Recognised Auction Platforms
  • Recognition requirements
  • Supervision
  • Transitional Provisions and Schedules
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