Legal Instruments

Legal instruments shows a list of legal instruments that have been made by the PRA and published. They can be found on this page, or via the Bank of England’s Publications page.

Record-keeping (SYSC Senior Management Arrangements, Systems and Controls sourcebook)

Legal Instruments that change this Chapter Record-keeping

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Legal Instruments

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FSA2008/40 - Senior Management Arrangements, Systems and Controls (Extension of Common Platform Provisions) Instrument 2008

Effective: 01/04/2009

2011/39 - UCITS IV Directive Instrument 2011

Effective: 01/07/2011

2007/34 - Record Keeping, Interprofessional Business and Simplified Prospectuses Instrument 2007

Effective: 01/11/2007

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