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  2. Legal Instruments
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  4. Status of exempt professional firm

Legal Instruments

Legal instruments shows a list of legal instruments that have been made by the PRA and published. They can be found on this page, or via the Bank of England’s Publications page.
  • Status of exempt professional firm (PROF Professional Firms)

Legal Instruments that change this Chapter Status of exempt professional firm

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FSA2011/70 - Professional Firms (Amendment) Instrument 2011

Effective: 09/12/2011

  • Status of exempt professional firm

FSA2007/56 - Handbook Administration (No 7) Instrument 2007

Effective: 06/10/2007

  • Status of exempt professional firm

FSA2007/47 - Decision Procedure and Penalties Manual (Consequential Amendments) Instrument 2007

Effective: 28/08/2007

  • Status of exempt professional firm

FSA2006/18 - Annual Questionnaire for Authorised Professional Firms Instrument 2006

Effective: 06/07/2006

  • Status of exempt professional firm

FSA2004/15 - Professional Firms (Insurance Mediation) Instrument 2004

Effective: 14/01/2005

  • Status of exempt professional firm

FSA2002/30 - Electronic Money Sourcebook (Consequential Amendments to Handbook) Instrument 2002

Effective: 27/04/2002

  • Status of exempt professional firm

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