Senior Managers Regime - Applications and Notifications Application to Vary a Conditional Approval

Application provision

1.1 The changes to this rule are effective from 23:00 on 31/12/2020.

Unless otherwise stated, this Part applies to every firm that is

  1. (1) a CRR firm;
  2. (2) a credit union; or
  3. (3) a third country CRR firm in relation to:
    1. (a) the activities of its establishment in the UK; or
    2. (b) if it does not have an establishment in the UK, its activities in the UK.

3.1

07/03/2016

A firm making an application to the PRA under section 63ZA of FSMA (for the variation of a conditional approval) must do so by submitting

  1. (1) Form I; and
  2. (2) a statement of responsibilities for the PRA-approved person concerned.