Change in Control Forms
Application provision
1.1 The changes to this rule are effective from 23:00 on 31/12/2020.
- (1) Unless otherwise stated, this Part applies to every firm except:
- (a) [deleted.]
- (b) a non-directive friendly society; and
- (c) a UK ISPV.
- (2) Chapter 5 (Annual Controllers Report) does not apply to a credit union.
- (3) The PRA directs that Chapter 2 (Obligations on Controllers) applies to persons required to give to the PRA a section 178 notice or a notice under section 191D of FSMA.