Application provision

1.1 Unless otherwise stated, this Part applies to:

  1. (1) a UK Solvency II firm;
  2. (2) in accordance with Insurance General Application 3, the Society, as modified by 4;
  3. (3) in accordance with Insurance General Application 3, managing agents, as modified by 4;
  4. (4) a third country branch undertaking (other than a Swiss general insurer);
  5. (5) a UK ISPV; and
  6. (6) in relation to any of the foregoing firms, any person who is a Conduct Rules non-executive director or who is approved under section 59 of FSMA by either:
    1. (a) the PRA; or
    2. (b) the FCA, in relation to a relevant senior management function.

1.1

03/07/2017

Future version
10/12/2018

Unless otherwise stated, this Part applies to:

  1. (1) a UK Solvency II firm;
  2. (2) in accordance with Insurance General Application 3, the Society, as modified by 4;
  3. (3) in accordance with Insurance General Application 3, managing agents, as modified by 4;
  4. (4) a third country branch undertaking (other than a Swiss general insurer);
  5. (5) a UK ISPV; and
  6. (6) in relation to any of the foregoing firms, any person who is a Conduct Rules non-executive director or who is approved under section 59 of FSMA by either:
    1. (a) the PRA; or
    2. (b) the FCA, in relation to a relevant senior management function.