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Application provision

1.1 This Part applies to every firm that is a CRR firm

13.1

30/03/2018

firm must make a written record of the assessments required under this Part. These assessments must include assessments carried out on a consolidated basis and on an individual basis. In particular it must make a written record of: 
  1. (a) the major sources of risk identified in accordance with the overall Pillar 2 rule in 3.1;
  2. (b) how it intends to deal with those risks; and
  3. (c) details of the stress tests and scenario analyses carried out, including any assumptions made in relation to scenario design, and the resulting financial resources estimated to be required in accordance with the general stress test and scenario analysis rule in 12.1

13.2

01/01/2014

A firm must maintain the records referred to in 13.1 for at least three years.