Treaty Firms


The PRA directs that a written notice from a Treaty firm under paragraph 5 (2) of Schedule 4 to FSMA must be:

  1. (1) addressed to the attention of the authorisations team in the PRA; and
  2. (2) delivered by one of methods set out in 9.2.


The PRA directs that the written notice referred to in 9.1 may be delivered by:

  1. (1) post to the PRA: The Prudential Regulation Authority, 20 Moorgate, London, EC2R 6DA; or
  2. (2) leaving the application at the reception of the PRA at the address set out in (1).


Each direction in SUP 13A.3.7 of the PRA Handbook continues to have effect from the date the relevant direction was given to the date on which the direction in 9.1 and 9.2 has effect.