Transitional Provisions and Schedules

BIPRU TP 1

Applicable chapter of IPRU and other general provisions

BIPRU TP 2

Capital floors for a firm using the IRB or AMA approaches

BIPRU TP 3

Pre CRD capital requirements applying on a solo basis during 2007

BIPRU TP 4

Pre CRD capital requirements applying on a solo basis during 2007: Banks

BIPRU TP 5

Pre CRD capital requirements applying on a solo basis during 2007: Building societies

BIPRU TP 6

Pre CRD capital requirements applying on a solo basis during 2007: Investment management firms

Firms using the IRB approach during 2007: General Firms using the IRB approach during 2007: General6.31R BIPRU TP 6.31R to BIPRU TP 6.34R only apply to a firm that is applying the IRB approach under BIPRU TP 3 (Pre CRD capital requirements applying on a solo basis during 2007) as well as using IPRU.6.32GThe effect of BIPRU TP 3.17G (Pre CRD capital requirements applying on a solo basis during 2007 for firms also using the IRB approach) is that the counterparty risk requirement and the other assets requirement do not apply to an exposure to which the firm applies the IRB approach. The IRB approach requirements in BIPRU apply instead. The main requirements are listed in BIPRU TP 3.17G.6.33RA firm must apply BIPRU 7.2.45R - BIPRU 7.2.47R (Using internal ratings to calculate specific risk and treatment of securitisations) to calculate the specific risk portion of the interest rate PRR to the extent that the obligor or exposure in question comes within the scope of its IRB permission.6.34RThe definition of qualifying debt security and qualifying equity in the Glossary apply if the security or obligor in question comes within the scope of a firm's IRB permission.

BIPRU TP 7

Pre CRD capital requirements applying on a solo basis during 2007: UCITS investment firms

BIPRU TP 8

Pre CRD capital requirements applying on a solo basis during 2007: Securities and futures firms

BIPRU TP 9

Pre CRD capital requirements applying on a solo basis during 2007 and capital floors: Personal investment firms

BIPRU TP 10

Pre CRD capital requirements applying on a consolidated basis during 2007

BIPRU TP 11

IRB transitionals

BIPRU TP 12

Operational risk transitionals: small trading book

BIPRU TP 13

Other operational risk transitionals

BIPRU TP 14

Market risk: VaR models

BIPRU TP 15

Commodities firm transitionals: Exemption from capital requirements

BIPRU TP 16

Commodities firm transitionals: large exposures

BIPRU TP 17

Large exposures: Exemptions for intra-group exposures for banks and investment firms

BIPRU TP 18

Large exposures: Exemptions for intra-group exposures for building societies

BIPRU TP 19

Large exposures: Exemptions for intra-group exposures on a consolidated basis

BIPRU TP 20

Standardised credit risk transitionals

BIPRU TP 21

Close substitutes for commodities

BIPRU TP 22

Solo consolidation

BIPRU TP 23

Record keeping transitionals

BIPRU TP 24

Mid market valuations

BIPRU TP 25

Exclusions from consolidation

BIPRU TP 26

Quantitative aspects of BIPRU 12: all firms to which BIPRU 12 applies

BIPRU TP 27

Application of GENPRU 1.2, BIPRU 12.3 and BIPRU 12.4: all firms to which BIPRU 12 applies

BIPRU TP 28

BIPRU 12.3 and BIPRU 12.4: banks with a Global Liquidity Concession

BIPRU TP 29

Liquid assets buffer scalar: simplified ILAS BIPRU firms

BIPRU TP 30

Liquidity floor for certain banks

BIPRU TP 31

Consequential changes to the Handbook occasioned by BIPRU 12: all firms to which BIPRU 12 applies

BIPRU TP 32

Consequential changes to the Handbook occasioned by BIPRU 12: simplified ILAS building societies

BIPRU Sch 1

Record keeping requirements

See Notes

handbook-guidance

BIPRU Sch 2

Notification and reporting requirements

See Notes

handbook-guidance

BIPRU Sch 3

Fees and other requirement payments

See Notes

handbook-guidance

BIPRU Sch 4

Powers exercised

BIPRU 4.1

See Notes

handbook-guidance

BIPRU Sch 4.2

See Notes

handbook-guidance

BIPRU Sch 4.3

See Notes

handbook-guidance

BIPRU Sch 5

Rights of action for damages

See Notes

handbook-guidance

BIPRU Sch 6

Rules than can be waived

See Notes

handbook-guidance