Legal Instruments

Legal instruments shows a list of legal instruments that have been made by the PRA and published. They can be found on this page, or via the Bank of England’s Publications page.

Vote Holder and Issuer Notification Rules (DTR Disclosure Rules and Transparency Rules)

Legal Instruments that change this Chapter Vote Holder and Issuer Notification Rules

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Legal Instruments

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FCA2013/79 - Capital Requirements Directive IV (Consequential Amendments) Instrument 2013

Effective: 01/01/2014

FCA2013/50 - Authorised Contractual Schemes (Handbook Amendments) Instrument 2013

Effective: 01/07/2013

2011/39 - UCITS IV Directive Instrument 2011

Effective: 01/07/2011

2010/51 - Disclosure Rules and Transparency Rules Sourcebook (Amendment No 4) Instrument 2010

Effective: 01/11/2010

2009/67 - Treaty of Lisbon (Consequential Handbook Amendments) Instrument 2009

Effective: 01/12/2009

2009/50 - Companies Act 2006 (Consequential Handbook Amendments No 3) Instrument 2009

Effective: 01/10/2009

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