Legal Instruments

Legal instruments shows a list of legal instruments that have been made by the PRA and published. They can be found on this page, or via the Bank of England’s Publications page.

Employees, agents and other relevant persons (SYSC Senior Management Arrangements, Systems and Controls sourcebook)

Legal Instruments that change this Chapter Employees, agents and other relevant persons

Sort by

9 results

Published: 19/12/2013

Effective: 01/01/2014

Employees, agents and other relevant persons [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

Policy Statement

PS7/13 - Strengthening capital standards: implementing CRD IV, feedback and final rules

Published: 25/03/2013

Necessary cookies	Analytics cookies	Accept cookies
Yes	Yes
Yes	No

Legal Instruments

Filter by Year Published

Filter by Year Effective

PRA2013/35 - Capital Requirements Directive IV (Consequential Amendments) Instrument 2013

Effective: 01/01/2014

Policy Statement

PRA2013/18 - Legal Cutover (FCA and PRA Handbook Miscellaneous Amendments No 2) Instrument 2013

Effective: 01/04/2013

Policy Statement

FSA2009/37 - Handbook Administration (No 14) Instrument 2009

Effective: 06/08/2009

FSA2008/40 - Senior Management Arrangements, Systems and Controls (Extension of Common Platform Provisions) Instrument 2008

Effective: 01/04/2009

FSA2007/43 - Training and Competence Sourcebook (Amendment No 7) Instrument 2007

Effective: 01/11/2007

FSA2006/50 - Senior Management Arrangements, Systems and Controls (Markets in Financial Instruments and Capital Requirements Directives) Instrument 2006

Effective: 01/01/2007

Browse website