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  2. Legal Instruments
  3. SYSC Senior Management Arrangements, Systems and Controls sourcebook
  4. General organisational requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

Legal Instruments

Legal instruments shows a list of legal instruments that have been made by the PRA and published. They can be found on this page, or via the Bank of England’s Publications page.
  • General organisational requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1] (SYSC Senior Management Arrangements, Systems and Controls sourcebook)

Legal Instruments that change this Chapter General organisational requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

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23 results

23 results

  • Published: 23/06/2015

PRA2015/52 - Handbook (Remuneration Consequentials) Instrument 2015

Effective: 01/07/2015

  • General organisational requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

Policy Statement

  • PS12/15 - Strengthening the alignment of risk and reward: new remuneration rules
  • Published: 27/10/2014

PRA2014/25 - Capital Requirements Directive (Governance) Amendment Instrument 2014

Effective: 27/10/2014

  • Guidance on Public Interest Disclosure Act: Whistleblowing

Policy Statement

  • PS10/14 - "CRD IV: updates for credit risk mitigation, credit risk, governance and market risk [Responses to CP12/14]"
  • Published: 19/12/2013

PRA2013/35 - Capital Requirements Directive IV (Consequential Amendments) Instrument 2013

Effective: 01/01/2014

  • Guidance on Public Interest Disclosure Act: Whistleblowing

Policy Statement

  • PS7/13 - Strengthening capital standards: implementing CRD IV, feedback and final rules
  • Published: 19/12/2013

PRA2013/32 - Capital Requirements Directive (Governance and Remuneration) Amendment Instrument 2013

Effective: 01/01/2014

  • Guidance on Public Interest Disclosure Act: Whistleblowing

Policy Statement

  • PS7/13 - Strengthening capital standards: implementing CRD IV, feedback and final rules
  • Published: 22/07/2013

PRA2013/24 - Handbook Administration Instrument (No 1) 2013

Effective: 23/07/2013

  • Guidance on Public Interest Disclosure Act: Whistleblowing

Policy Statement

  • - Handbook Administration Instrument #1 2013
  • Published: 25/03/2013

PRA2013/18 - Legal Cutover (FCA and PRA Handbook Miscellaneous Amendments No 2) Instrument 2013

Effective: 01/04/2013

  • Guidance on Public Interest Disclosure Act: Whistleblowing

Policy Statement

  • PS1/13 - Regulatory Reform: amendments to the Prudential Regulation Authority Handbook
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