Legal Instruments

Legal instruments shows a list of legal instruments that have been made by the PRA and published. They can be found on this page, or via the Bank of England’s Publications page.

Risk management and associated systems and controls for insurers (SYSC Senior Management Arrangements, Systems and Controls sourcebook)

Legal Instruments that change this Chapter Risk management and associated systems and controls for insurers

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8 results

Published: 19/06/2014

Effective: 19/06/2014

Prudential risk management and associated systems and controls

Policy Statement

PS5/14 - The PRA Rulebook

Published: 25/03/2013

Effective: 01/04/2013

Prudential risk management and associated systems and controls

Policy Statement

- Legal Cutover

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Legal Instruments

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PRA2014/13 - Handbook (Rulebook Consequentials No 1) Instrument 2014

Effective: 19/06/2014

Policy Statement

PRA 2013/5 - Financial Conduct Authority and Prudential Regulation Authority Handbook Designation (Particular Modifications) Instrument 2013

Effective: 01/04/2013

Policy Statement

FSA2011/15 - Controlled Functions (Amendment No 2) Instrument 2011

Effective: 01/05/2011

FSA2010/28 - Consequential Amendments (Financial Services Act 2010) Instrument 2010

Effective: 06/08/2010

FSA2008/40 - Senior Management Arrangements, Systems and Controls (Extension of Common Platform Provisions) Instrument 2008

Effective: 01/04/2009

FSA2007/58 - MiFID (Deferred Matters and Consequential Amendments) Instrument 2007

Effective: 01/11/2007

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