Legal Instruments

Legal instruments shows a list of legal instruments that have been made by the PRA and published. They can be found on this page, or via the Bank of England’s Publications page.

Risk control [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1] (SYSC Senior Management Arrangements, Systems and Controls sourcebook)

Legal Instruments that change this Chapter Risk control [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

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Published: 03/08/2015

Effective: 03/08/2015

Risk control [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

Policy Statement

PS19/15 - The PRA Rulebook: Part 3

Published: 23/06/2015

Effective: 01/07/2015

Risk control [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

Policy Statement

PS12/15 - Strengthening the alignment of risk and reward: new remuneration rules

Published: 19/12/2013

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Legal Instruments

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PRA2015/67 - Handbook (Rulebook Consequentials No. 3) Instrument 2015

Effective: 03/08/2015

Policy Statement

PRA2015/52 - Handbook (Remuneration Consequentials) Instrument 2015

Effective: 01/07/2015

Policy Statement

PRA2013/32 - Capital Requirements Directive (Governance and Remuneration) Amendment Instrument 2013

Effective: 01/01/2014

Policy Statement

FSA2008/40 - Senior Management Arrangements, Systems and Controls (Extension of Common Platform Provisions) Instrument 2008

Effective: 01/04/2009

2012/45 - Advanced Measurement Approach (Guidelines) Instrument 2012

Effective: 01/10/2012

2011/43 - Capital Requirements Directive (Handbook Amendments No 3) Instrument 2011

Effective: 01/08/2011

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