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Legal instruments

View all published instruments by year (since 2001)

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Not consolidated
Not In force

Legal instruments published 2017

Unassigned legal instruments

Reference	Title of instrument	Made date	Effective date
PRA2017/19	PRA Rulebook: CRR Firms: Glossary Instrument 2017. (not yet consolidated)	25/04/2017	03/01/2018

CRR Firms

Reference	Title of instrument	Part	Made date	Effective date
PRA2017/22	PRA Rulebook: CRR Firms, Non CRR Firms: Senior Managers Regime Amendment Instrument 2017 (not yet in force)	Notifications Conduct Rules Allocation of Responsibilities Senior Management Functions	09/05/2017	03/07/2017
PRA2017/21	PRA Rulebook: CRR Firms: Operational Continuity Reporting Instrument 2017 (not yet in force)	Regulatory Reporting Operational Continuity	25/04/2017	01/01/2019
PRA2017/20	PRA Rulebook: CRR Firms: General Provisions Instrument 2017 (not yet in force)	General Provisions General Organisational Requirements	25/04/2017	03/01/2018
PRA2017/18	PRA Rulebook: CRR Firms: Notifications Instrument 2017	Notifications	25/04/2017	25/04/2017
PRA2017/17	PRA Rulebook: CRR Firms: Internal Governance Instrument 2017 (not yet in force)	Skills, Knowledge and Expertise Compliance and Internal Audit Risk Control Record Keeping General Organisational Requirements Outsourcing	25/04/2017	03/01/2018
PRA2017/16	PRA Rulebook: Administration Instrument (No. 2) 2017	Regulatory Reporting Fitness and Propriety	25/04/2017	02/05/2017
PRA2017/14	PRA Rulebook: CRR Firms; Non-CRR Firms: Third Country Branches (Whistleblowing) Instrument 2017 (not yet in force)	General Organisational Requirements	21/03/2017	07/09/2017
PRA2017/4	PRA Rulebook: Liquidity Regulatory Reporting (Amendment) Instrument 2017	Regulatory Reporting	21/02/2017	27/02/2017
PRA2017/12	PRA Rulebook: CRR Firms, Non CRR Firms: Housing Instrument 2017	Housing	08/02/2017	27/02/2017
PRA2017/3	PRA Rulebook: CRR Firms: Ring-fencing Instrument 2017 (not yet in force)	Regulatory Reporting Ring-fenced Bodies Notifications Reporting Pillar 2	24/01/2017	01/01/2019
PRA2017/2	PRA Rulebook: CRR Firms, Non-CRR Firms, Non-Authorised Persons: Depositor Protection (Coverage Level) Instrument 2017	Depositor Protection	12/01/2017	30/01/2017
PRA2017/1	PRA Rulebook: Administration Instrument 2017	Remuneration Audit Committee Ring-fenced Bodies Fitness and Propriety Notifications	12/01/2017	18/01/2017

Non-CRR Firms

Reference	Title of instrument	Part	Made date	Effective date
PRA2017/22	PRA Rulebook: CRR Firms, Non CRR Firms: Senior Managers Regime Amendment Instrument 2017 (not yet in force)	Conduct Rules Allocation of Responsibilities Senior Management Functions Notifications	09/05/2017	03/07/2017
PRA2017/20	PRA Rulebook: CRR Firms: General Provisions Instrument 2017 (not yet in force)	General Provisions	25/04/2017	03/01/2018
PRA2017/18	PRA Rulebook: CRR Firms: Notifications Instrument 2017	Notifications	25/04/2017	25/04/2017
PRA2017/16	PRA Rulebook: Administration Instrument (No. 2) 2017	Fitness and Propriety	25/04/2017	02/05/2017
PRA2017/14	PRA Rulebook: CRR Firms; Non-CRR Firms: Third Country Branches (Whistleblowing) Instrument 2017 (not yet in force)	Internal Governance of Third Country Branches	21/03/2017	07/09/2017
PRA2017/8	PRA Rulebook: Non-CRR Firms: Credit Unions Amendments Instrument 2017	Credit Unions	21/02/2017	27/02/2017
PRA2017/12	PRA Rulebook: CRR Firms, Non CRR Firms: Housing Instrument 2017	Housing	08/02/2017	27/02/2017
PRA2017/3	PRA Rulebook: CRR Firms: Ring-fencing Instrument 2017 (not yet in force)	Notifications	24/01/2017	01/01/2019
PRA2017/2	PRA Rulebook: CRR Firms, Non-CRR Firms, Non-Authorised Persons: Depositor Protection (Coverage Level) Instrument 2017	Depositor Protection	12/01/2017	30/01/2017
PRA2017/1	PRA Rulebook: Administration Instrument 2017	Notifications Fitness and Propriety	12/01/2017	18/01/2017

SII Firms

Reference	Title of instrument	Part	Made date	Effective date
PRA2017/23	PRA Rulebook: Solvency II Firms, Non Solvency II Firms: Senior Insurance Managers Regime Amendment Instrument 2017 (not yet in force)	Insurance - Conduct Standards Insurance - Allocation of Responsibilities Insurance - Senior Insurance Management Functions Senior Insurance Managers Regime - Applications and Notifications	09/05/2017	03/07/2017
PRA2017/22	PRA Rulebook: CRR Firms, Non CRR Firms: Senior Managers Regime Amendment Instrument 2017 (not yet in force)	Notifications	09/05/2017	03/07/2017
PRA2017/20	PRA Rulebook: CRR Firms: General Provisions Instrument 2017 (not yet in force)	General Provisions	25/04/2017	03/01/2018
PRA2017/18	PRA Rulebook: CRR Firms: Notifications Instrument 2017	Notifications	25/04/2017	25/04/2017
PRA2017/16	PRA Rulebook: Administration Instrument (No. 2) 2017	Conditions Governing Business Insurance - Fitness and Propriety Own Funds Third Country Branches Group Supervision	25/04/2017	02/05/2017
PRA2017/15	PRA Rulebook: Solvency II Firms: Third Country Branches (Whistleblowing) Instrument 2017 (not yet in force)	Whistleblowing	21/03/2017	07/09/2017
PRA2017/11	PRA Rulebook: Solvency II Firms: Own Funds (Notification of Issuance – Amendments) (NO.2) Instrument 2017	Own Funds	21/02/2017	01/03/2017
PRA2017/10	PRA Rulebook: Solvency II Firms: Group Supervision (Notification of Issuance – Amendments) (NO.2) Instrument 2017	Group Supervision	21/02/2017	01/03/2017
PRA2017/9	PRA Rulebook: Solvency II Firms and Non-Authorised Persons: External Audit Amendments Instrument 2017	External Audit	21/02/2017	27/02/2017
PRA2017/6	PRA Rulebook: Solvency II Firms: Group Supervision (Notification of Issuance – Amendments) Instrument 2017	Group Supervision	21/02/2017	01/03/2017
PRA2017/5	PRA Rulebook: Solvency II Firms: Own Funds (Notification of Issuance – Amendments) Instrument 2017	Own Funds	21/02/2017	01/03/2017
PRA2017/3	PRA Rulebook: CRR Firms: Ring-fencing Instrument 2017 (not yet in force)	Notifications	24/01/2017	01/01/2019
PRA2017/1	PRA Rulebook: Administration Instrument 2017	Notifications Audit Committee	12/01/2017	18/01/2017

Non-SII Firms

Reference	Title of instrument	Part	Made date	Effective date
PRA2017/23	PRA Rulebook: Solvency II Firms, Non Solvency II Firms: Senior Insurance Managers Regime Amendment Instrument 2017 (not yet in force)	Large Non-Solvency II Firms – Conduct Standards Large Non-Solvency II Firms – Senior Insurance Management Functions Large Non-Solvency II Firms – Senior Insurance Managers Regime – Applications and Notifications Non-Solvency II Firms – Senior Insurance Managers Regime – Applications and Notifications Non-solvency II Firms - Conduct Standards Large Non-Solvency II Firms – Allocation of Responsibilities	09/05/2017	03/07/2017
PRA2017/22	PRA Rulebook: CRR Firms, Non CRR Firms: Senior Managers Regime Amendment Instrument 2017 (not yet in force)	Notifications	09/05/2017	03/07/2017
PRA2017/20	PRA Rulebook: CRR Firms: General Provisions Instrument 2017 (not yet in force)	General Provisions	25/04/2017	03/01/2018
PRA2017/18	PRA Rulebook: CRR Firms: Notifications Instrument 2017	Notifications	25/04/2017	25/04/2017
PRA2017/16	PRA Rulebook: Administration Instrument (No. 2) 2017	Large Non-Solvency II Firms – Fitness and Propriety Non-Solvency II Firms - Fitness and Propriety	25/04/2017	02/05/2017
PRA2017/7	PRA Rulebook: Non-Solvency II Firms: Insurance Companies – Capital Resources (Notification of Issuance – Amendments) Instrument 2017	Insurance Company - Capital Resources	21/02/2017	01/03/2017
PRA2017/3	PRA Rulebook: CRR Firms: Ring-fencing Instrument 2017 (not yet in force)	Notifications	24/01/2017	01/01/2019
PRA2017/1	PRA Rulebook: Administration Instrument 2017	Notifications	12/01/2017	18/01/2017

Non-authorised persons

Reference	Title of instrument	Part	Made date	Effective date
PRA2017/20	PRA Rulebook: CRR Firms: General Provisions Instrument 2017 (not yet in force)	General Provisions	25/04/2017	03/01/2018
PRA2017/13	PRA Rulebook: Non Authorised Persons: FSCS Management Expenses Levy Limit and Base Costs Instrument 2017	FSCS Management Expenses Levy Limit and Base Costs	21/03/2017	01/04/2017
PRA2017/9	PRA Rulebook: Solvency II Firms and Non-Authorised Persons: External Audit Amendments Instrument 2017	External Audit	21/02/2017	27/02/2017
PRA2017/3	PRA Rulebook: CRR Firms: Ring-fencing Instrument 2017 (not yet in force)	Ring-fenced Bodies	24/01/2017	01/01/2019
PRA2017/2	PRA Rulebook: CRR Firms, Non-CRR Firms, Non-Authorised Persons: Depositor Protection (Coverage Level) Instrument 2017	Depositor Protection	12/01/2017	30/01/2017
PRA2017/1	PRA Rulebook: Administration Instrument 2017	Ring-fenced Bodies	12/01/2017	18/01/2017