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Legal instruments

View all published instruments by year (since 2001)

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Not consolidated
Not In force

Legal instruments published 2019

CRR Firms

Reference	Title of instrument	Part	Made date	Effective date
PRA2019/21	PRA Rulebook: CRR Firms: Large Exposures Amendment Instrument 2019 (not yet in force)	Large Exposures	11/10/2019	01/01/2020
PRA2019/20	PRA Rulebook: CRR Firms: Regulatory Reporting (Amendment) (No. 2) Instrument 2019	Regulatory Reporting	25/09/2019	30/09/2019
PRA2019/18	PRA Rulebook: Regulatory Reporting (Mortgage Reporting) Amendment Instrument 2019 (not yet in force)	Regulatory Reporting	05/09/2019	01/10/2020
PRA2019/17	PRA Rulebook: CRR Firms: Non CRR Firms: Solvency II Firms: Non Solvency II Firms: Allocation of Responsibilities and Notifications Instrument 2019 (not yet in force)	Allocation of Responsibilities Senior Managers Regime - Applications and Notifications	25/09/2019	09/12/2019
PRA2019/16	PRA Rulebook: CRR Firms: Non CRR Firms: Branch Rules Instrument 2019 (not yet in force)	Regulatory Reporting Incoming Firms and Third Country Firms	05/09/2019	01/01/2020
PRA2019/15	PRA Rulebook: CRR Firms: Regulatory Reporting (Ring Fence Bodies, Capital + and FINREP) Amendment Instrument 2019 (not yet in force)	Regulatory Reporting	02/08/2019	01/03/2020
PRA2019/14	PRA Rulebook: CRR Firms: Resolution Assessment Instrument 2019	Resolution Assessment	11/07/2019	01/08/2019
PRA2019/13	PRA Rulebook: CRR Firms: Liquidity Regulatory Reporting (Amendment) (No. 2) Instrument 2019	Regulatory Reporting	11/06/2019	01/07/2019
PRA2019/12	PRA Rulebook: PRA Periodic Fees (2019/20) and Other Fees Instrument 2019	Fees	11/06/2019	01/07/2019
PRA2019/7	PRA Rulebook: CRR Firms, Non CRR Firms, Non Authorised Persons: Depositor Protection (Miscellaneous Amendments) Instrument 2019	Depositor Protection	01/03/2019	07/03/2019
PRA2019/6	PRA Rulebook: Written Reports by Auditors to the PRA Instrument 2019	Auditors Ring-fenced Bodies	01/03/2019	07/03/2019
PRA2019/8	PRA Rulebook: CRR Firms: Credit Risk (Amendment) Instrument 2019 (not yet in force)	Credit Risk	08/02/2019	31/12/2020
PRA2019/4	PRA Rulebook: PRA Fees Amendment Instrument 2019	Fees	08/02/2019	01/03/2019
PRA2019/3	PRA Rulebook: CRR Firms, Non CRR Firms, Solvency II Firms, Non Solvency II Firms: Forms Amendment Instrument 2019	Change in Control Notifications Passporting	18/12/2018	19/01/2019
PRA2019/2	PRA Rulebook: CRR Firms: Liquidity Regulatory Reporting (Amendment) Instrument 2019	Regulatory Reporting Internal Liquidity Adequacy Assessment	18/12/2018	01/07/2019
PRA2019/1	PRA Rulebook: CRR Firms: Regulatory Reporting (Repeal of PRA Rulebook: CRR Firms: Regulatory Reporting PRA110 Amendment Instrument 2018) Instrument [2019]	Regulatory Reporting Internal Liquidity Adequacy Assessment	18/12/2018	11/01/2019

Non-CRR Firms

Reference	Title of instrument	Part	Made date	Effective date
PRA2019/17	PRA Rulebook: CRR Firms: Non CRR Firms: Solvency II Firms: Non Solvency II Firms: Allocation of Responsibilities and Notifications Instrument 2019 (not yet in force)	Allocation of Responsibilities Senior Managers Regime - Applications and Notifications	25/09/2019	09/12/2019
PRA2019/16	PRA Rulebook: CRR Firms: Non CRR Firms: Branch Rules Instrument 2019 (not yet in force)	Incoming Firms and Third Country Firms	05/09/2019	01/01/2020
PRA2019/12	PRA Rulebook: PRA Periodic Fees (2019/20) and Other Fees Instrument 2019	Fees	11/06/2019	01/07/2019
PRA2019/7	PRA Rulebook: CRR Firms, Non CRR Firms, Non Authorised Persons: Depositor Protection (Miscellaneous Amendments) Instrument 2019	Depositor Protection	01/03/2019	07/03/2019
PRA2019/6	PRA Rulebook: Written Reports by Auditors to the PRA Instrument 2019	Auditors	01/03/2019	07/03/2019
PRA2019/4	PRA Rulebook: PRA Fees Amendment Instrument 2019	Fees	08/02/2019	01/03/2019
PRA2019/3	PRA Rulebook: CRR Firms, Non CRR Firms, Solvency II Firms, Non Solvency II Firms: Forms Amendment Instrument 2019	Change in Control Notifications Passporting	18/12/2018	19/01/2019

SII Firms

Reference	Title of instrument	Part	Made date	Effective date
PRA2019/19	PRA Rulebook: Solvency II: Reporting Amendments Instrument 2019 (not yet in force)	Reporting	25/09/2019	30/11/2019
PRA2019/17	PRA Rulebook: CRR Firms: Non CRR Firms: Solvency II Firms: Non Solvency II Firms: Allocation of Responsibilities and Notifications Instrument 2019 (not yet in force)	Insurance - Senior Managers Regime - Applications and Notifications	25/09/2019	09/12/2019
PRA2019/12	PRA Rulebook: PRA Periodic Fees (2019/20) and Other Fees Instrument 2019	Fees	11/06/2019	01/07/2019
PRA2019/6	PRA Rulebook: Written Reports by Auditors to the PRA Instrument 2019	Auditors	01/03/2019	07/03/2019
PRA2019/5	PRA Rulebook: Solvency II Firms, Non-Solvency II Firms, Non-Authorised Persons: Policyholder Protection (Miscellaneous Amendments) Instrument 2019	Policyholder Protection	01/03/2019	07/03/2019
PRA2019/4	PRA Rulebook: PRA Fees Amendment Instrument 2019	Fees	08/02/2019	01/03/2019
PRA2019/3	PRA Rulebook: CRR Firms, Non CRR Firms, Solvency II Firms, Non Solvency II Firms: Forms Amendment Instrument 2019	Change in Control Notifications Passporting Insurance Special Purpose Vehicles	18/12/2018	19/01/2019

Non-SII Firms

Reference	Title of instrument	Part	Made date	Effective date
PRA2019/17	PRA Rulebook: CRR Firms: Non CRR Firms: Solvency II Firms: Non Solvency II Firms: Allocation of Responsibilities and Notifications Instrument 2019 (not yet in force)	Large Non-Solvency II Firms – Senior Managers Regime – Applications and Notifications Non-Solvency II Firms – Senior Managers Regime – Applications and Notifications	25/09/2019	09/12/2019
PRA2019/12	PRA Rulebook: PRA Periodic Fees (2019/20) and Other Fees Instrument 2019	Fees	11/06/2019	01/07/2019
PRA2019/6	PRA Rulebook: Written Reports by Auditors to the PRA Instrument 2019	Auditors	01/03/2019	07/03/2019
PRA2019/5	PRA Rulebook: Solvency II Firms, Non-Solvency II Firms, Non-Authorised Persons: Policyholder Protection (Miscellaneous Amendments) Instrument 2019	Policyholder Protection	01/03/2019	07/03/2019
PRA2019/4	PRA Rulebook: PRA Fees Amendment Instrument 2019	Fees	08/02/2019	01/03/2019
PRA2019/3	PRA Rulebook: CRR Firms, Non CRR Firms, Solvency II Firms, Non Solvency II Firms: Forms Amendment Instrument 2019	Passporting Change in Control Notifications	18/12/2018	19/01/2019

Non-authorised persons

Reference	Title of instrument	Part	Made date	Effective date
PRA2019/12	PRA Rulebook: PRA Periodic Fees (2019/20) and Other Fees Instrument 2019	Fees	11/06/2019	01/07/2019
PRA2019/9	PRA Rulebook: Non Authorised Persons: FSCS Management Expenses Levy Limit and Base Costs Instrument 2019	FSCS Management Expenses Levy Limit and Base Costs	19/03/2019	01/04/2019
PRA2019/7	PRA Rulebook: CRR Firms, Non CRR Firms, Non Authorised Persons: Depositor Protection (Miscellaneous Amendments) Instrument 2019	Depositor Protection	01/03/2019	07/03/2019
PRA2019/6	PRA Rulebook: Written Reports by Auditors to the PRA Instrument 2019	Auditors Ring-fenced Bodies	01/03/2019	07/03/2019
PRA2019/5	PRA Rulebook: Solvency II Firms, Non-Solvency II Firms, Non-Authorised Persons: Policyholder Protection (Miscellaneous Amendments) Instrument 2019	Policyholder Protection	01/03/2019	07/03/2019
PRA2019/4	PRA Rulebook: PRA Fees Amendment Instrument 2019	Fees	08/02/2019	01/03/2019