Glossary

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Term Definition Legal instruments

UCITS management company

01/01/2016

THIS DEFINITION ONLY APPLIES TO THE FINANCIAL CONGLOMERATES PART

(1) except in relation to MiFID business, a firm which is either:

(a) a UCITS firm; or

(b) a UCITS investment firm.

(2) in relation to MiFID business, a management company as defined in the UCITS Directive.

Additional Notes

[Note: article 4(1)(24) of MiFID]