Glossary

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Term Definition Legal instruments

issuer

01/01/2016

means:

(1) (in relation to any security) (other than a unit in a collective investment scheme) the person by whom it is or is to be issued;

(2) (in relation to a unit in a collective investment scheme) the operator of the collective investment scheme;

(3) (in relation to an interest in a limited partnership except for a partnership scheme) the partnership;

(4) (in relation to certificates representing certain securities) the person who issued or is to issue the security to which the certificate or other instrument relates; or

(5) an entity which issues transferable securities and, where appropriate, other financial instruments.