Glossary

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Term Definition Legal instruments

reportable concern

07/09/2016

THIS DEFINITION ONLY APPLIES TO THE WHISTLEBLOWING PART

means a concern held by any person in relation to the activities of a firm, including:

(a) any matter that, if disclosed, would be the subject-matter of a protected disclosure, including a breach of any rule;

(b) a failure to comply with the firm’s policy and procedures; and

(c) behaviour that has or is likely to have an adverse effect on the firm’s reputation or financial well-being.