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Application provision

1.1 This Part applies, in relation to a small non-directive insurer, to any person who is a Conduct Rules non-executive director or who is approved under section 59 of FSMA by either:

  1. (1) the PRA; or
  2. (2) the FCA, in relation to a relevant senior management function.

1A.1

03/07/2017

If you are a natural person who is approved under section 59 of FSMA by either:

  1. (1) the PRA; or
  2. (2) the FCA, in relation to a relevant senior management function,

you must comply at all times with all of the conduct standards.

1A.2

03/07/2017

If you are a Conduct Rules non-executive director, you must comply at all times with the conduct standards specified in 2.1 to 2.3, 2.7 and 2.8.