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Application provision

1.1 Unless otherwise stated, this Part applies to a UK firm that is a PRA-authorised person

1.1

03/08/2015

Unless otherwise stated, this Part applies to a UK firm that is a PRA-authorised person

1.2

03/01/2018

In this Part, the following definitions shall apply:

EEA Passport Rights Regulations

means the Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001.

EEA right

includes Article 4 (3) of the Financial Services and Markets Act (2000) (Gibraltar) Order 2001. 

financial institution

has the meaning in Article 4 (26) of the CRR.

OTF

has the meaning given in Article 4(1)(23) MiFID II.

pure reinsurer 

means an insurer whose insurance business is restricted to reinsurance.

tied agent

has the meaning given in Article 4(1)(29) MiFID II.

UK firm 

includes a financial institution that fulfils the conditions in Article 34 CRD.