4
Awareness of Procedures
4.1
A firm must ensure that its relevant persons are aware of the procedures which must be followed for the proper discharge of their responsibilities.
[Note: Art. 5(1)(b) of the MiFID implementing Directive]
- 02/04/2015
Part
Skills, Knowledge and Expertise
Chapter
Awareness of Procedures
Printed on: 02/05/2024
Rulebook at: 01/01/2016