6

Regulated Activity Groups

6.1

Unless otherwise indicated, firms must comply with the rules specified in the following table (which set out the data items, frequency and submission periods as applicable to each RAG) in accordance with Chapters 2, 3 and 4.

(1)(2)(3)(4)
RAG numberRegulated ActivitiesRules containing:
applicable data itemsreporting frequency / perioddue date
RAG 1 accepting deposits
meeting of repayment claims
• [deleted]
7.1, except that the requirements to:
(1) submit templates 1.1, 1.2, 1.3, 2, 3, 4.3.1, 4.4.1, 5.1, 7.1, 9.1.1, 12.1, 12.2, 13.1, 18, 19, 20.4, 20.7, 23.1, 23.2, 23.3, 23.4, 23.5, 23.6, 24.1, 24.2, 24.3, 25.1, 25.2, 25.3, 26 and 47 of Annexes III or IV of the Supervisory Reporting ITS on a consolidated basis and, if applicable, on a sub-consolidated basis;
(2) submit PRA108 on a consolidated basis and, if applicable, on a sub-consolidated basis,
do not apply to a firm which is required to report financial information under Article 430(3) of the Reporting (CRR) Part of the PRA Rulebook.
7.2 7.3
RAG 2.1 effecting contracts of insurance
carrying out contracts of insurance
entering as provider into a funeral plan contract
8.1, 8.2, 8.3 8.1, 8.2, 8.3 8.1, 8.2, 8.3
RAG 3 dealing in investments as principal 9.1
9.2 for UK designated investment firms, except that the requirements to:
(1) submit templates 1.1, 1.2, 1.3, 2 and 3 of Annexes III or IV of the Supervisory Reporting ITS on a consolidated basis; and
(2) submit PRA108 on a consolidated basis
do not apply to a firm which is required to report financial information under Article 430(3) of the Reporting (CRR) Part of the PRA Rulebook.
9.1
9.3 for UK
designated
investment firms
9.1
9.4
RAG 4 managing investments
establishing, operating or winding-up a collective investment scheme
10.2 for UK designated investment firms 10.3 for UK
designated
investment firms
10.4
RAG 5 home finance administration or home finance providing activity 11.2 11.2 11.2