Prudential Regulation Authority Rulebook

3.1

If any PRA-authorised person (A):

1. (1) is considering issuing a certificate to, making a senior management application in respect of, or appointing as a senior insurance management function holder, a key function holder, a non-executive director, a notified non-executive director or a credit union non-executive director, a person (P);
2. (2) makes a request for a reference or other information in respect of P from a firm to which this Part applies (B), in B’s capacity as:
1. (a) P’s current or former employer; or
2. (b) an organisation at which P is or was a member of the governing body; and
3. (3) indicates to B the purpose of the request;

B must, as soon as reasonably practicable, provide a reference and disclose to A in the reference all information of which B is aware that is relevant to A’s assessment of whether P is fit and proper.